Disciplined Dynamism

Information regarding Investor Grievance Redressal Mechanism in Accordance with SEBI Circular No SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/50 dated 21st May 2024

Dear Client, For any general queries, you may contact us via email clients@dvia.in or call us on 8591426656. In case of any grievance / complaint against us, please contact our Compliance / Grievance Officer: Vivek Agarwall (Email: vivek@dvia.in / Mob: 9920803822)

You may also approach our Principal Officer - Deepak Bakliwal (Email: deepak@dvia.in / Mob: 9987686641)

If not satisfied with the response of the investment adviser you can lodge your grievances with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.

Disposal of complaints

Data for the month ending - June 2024
Received From Pending- last month Received Resolved* Total Pending# Pending > 3M Avg. resolution time^
Directly from Investors 0 0 0 0 0 0
SEBI Scores 0 0 0 0 0 0
Other Sources 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
Month Carried Forward Received Resolved* Pending#
July-2023 0 0 0 0
August-2023 0 0 0 0
September-2023 0 0 0 0
October-2023 0 0 0 0
November-2023 0 0 0 0
December-2023 0 0 0 0
January-2024 0 0 0 0
February-2024 0 0 0 0
March-2024 0 0 0 0
April-2024 0 0 0 0
May-2024 0 0 0 0
June-2024 0 0 0 0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Year Carried Forward Received Resolved* Pending
2021-22 0 0 0 0
2022-23 0 0 0 0
2023-24 0 0 0 0
2024-25 0 0 0 0
Grand Total 0 0 0 0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Annual Compliance Audit Report Status
Sr. no Financial Year Compliance Audit Status Remarks, If any
1 FY 2020-21 Not Conducted Not Applicable as approval for RIA was received in Oct 2021
2 FY 2021-22 Conducted No adverse observations
3 FY 2022-23 Conducted No adverse observations